Return to Responses,
Reflections and Occasional Papers
Russian Archival Identification
of Real Names Behind Cover Names in VENONA
“Cryptology and the Cold War”
Center for Cryptologic History
Symposium, 27 October 2005
John Earl Haynes
The
Soviet cables decrypted by the Venona project contain three sorts of
names. The texts themselves contained
both real names and cryptonyms (or cover names or code names, depending on your
terminology). Footnotes to the texts in
a number of cases provided real names that lay behind the cryptonyms. In some cases, the identification of the
real name behind a code name was given in the text of a message itself, as in
the case of Venona 726-729 KGB New York to Moscow, 22 May 1942, where John
Scott, an OSS analyst is identified as “our source IVANOV” or Venona 1754, 14
December 1944, KGB New York informs Moscow that KGB officer was beginning the
recruitment of journalist Richard Lauterbach and that, quote,
“henceforth,” Lauterbach would be
referred to as “PA.”
In
other cases, the deciphered messages provided enough personal information about
the cover named person to allow FBI and NSA analysts to identify the real name
behind the cryptonym. This information
included where the person worked, what he or she did, what trips he took on a
particular date, and so on. For
example, the FBI’s file on Harry Dexter White and Venona, provides ample
documentation of how careful comparison between White’s travels and that of the
cryptonym JURIST, given in Venona 1119-1121 KGB New York to Moscow, 4-5 August
1944, assisted the FBI in identifying JURIST as White.[1]
In
all, hundreds of Venona cryptonyms are linked to real names. Harvey Klehr and I were particularly interested
in those Americans identified in Venona as cooperating with Soviet
espionage. In an appendix to the 2000
edition of our Venona: Decoding Soviet Espionage in America we listed
349 names of American citizens, non-citizen immigrants, and permanent residents
of the United States who had a covert relationship with Soviet intelligence
confirmed in the Venona traffic.[2] That list did not include Soviet
intelligence officers operating legally under diplomatic cover. It did include three Soviet intelligence
officers operating illegally and posing as immigrants. The nature of the clandestine relationship
varied. Some were front-line spies such
as Maurice Halperin, chief of the Latin American Division of the Research and
Analysis section of the U.S. Office of Strategic Services who turned over
dozens of American diplomatic cables and other sensitive documents to the
Soviets. But every spy actually
stealing secrets must be supported by an elaborate apparatus. These include talent-spotters who suggest
likely candidates for recruitment, vetters who check on the background of
prospective espionage sources, couriers who carry documents and instructions,
and various support personnel who supply safe-houses, help set up cover
businesses, and assist in procuring fraudulent identification. All are necessary parts of the espionage
enterprise.
Of
these 349 names, 171 were identified by true names and 178 were known only by a
cover name found in the Venona cable traffic.
There were in the Venona cables a great many other cryptonyms, some
identified and others never identified.
These, however, were not listed because the context indicated that the
cover names referred to Soviet personnel operating in an official capacity, no
judgment about the status of the person behind the cover name was possible, or
the reference to the person indicates that although the person had a cryptonym
there was no cooperative relationship with Soviet intelligence. Soviet intelligence assigned cryptonyms to
both Prime Minister Churchill and President Roosevelt, for example, but this
was for cryptographic convenience and security and did not, obviously, indicate
a covert relationship.
Let
here say a few words about the accuracy of the identifications provided by
these Venona footnotes. In the academic
world, as the paper by my colleague Harvey Klehr illustrates, there has been
and continues to be a great deal of denial, avoidance, incompetence, and
outright intellectual dishonesty in regard to American communism and Soviet
espionage. For example, in a 2004
posting on the diplomatic historical discussion list H-Diplo, Dr. Amy Knight,
who has written extensively about the Soviet Union under Stalin, dismissed the
identifications in Venona as “dubious guesswork.”[3] This is a most ill advised view. Venona has been public since 1995 and a
small platoon of historians has subjected the decryptions to intense
examination. If the real names provided
by NSA/FBI were only dubious guesswork articles pointing out the many errors
would have been published. But to my
knowledge the number of seriously contested identifications are few, only two
or three of the many hundreds in Venona that I know of, and with the exception
of the identification of the cryptonym ALES, none of these few are figures of significance. ALES is of significance, but this is a
single message and here the NSA/FBI was not willing to go beyond "probably
Alger Hiss," which is surely true.
Indeed, the evidence that ALES is Hiss is entirely convincing. For those who need convincing, I would refer
them particularly to Eduard Mark’s essay “Who Was ‘Venona’s ‘Ales?’ Cryptanalysis and the Hiss Case” in the Intelligence
and National Security” as well as the treatment of the issue in Klehr and
my Venona and our later book In Denial: Historians, Communism, and
Espionage.[4]
Another
disputed identification, that of Venona 976, New York KGB to Moscow, 11 July
1944, where the cryptonym RELAY has a footnote that reads, “possibly Morton
Sobell.” Morton Sobell himself has
claimed that this is evidence of the unreliability of all Venona
identifications because RELAY is identified as have an artificial leg or
possibly using leg braces, and Sobell had neither.[5] In fact, Sobell’s objection is without
merit. There are four Venona messages
relevant here. Venona 943, New York KGB
station to its Moscow headquarters, 4 July 1944, mentioned a Soviet source
cover named “RELAY,” whose identity is unknown. This is the message noting the RELAY had an artificial leg or a
brace. The NSA/FBI footnote said that
the RELAY covername was later changed to “SERB” and that SERB was as yet
“unidentified.” as well. Venona 976,
New York KGB to Moscow, 11 July 1944, also mentioned RELAY and here the NSA/FBI
footnote said “possibly Morton Sobell.”
However, Venona 1251, New York KGB to Moscow, 2 September 1944 stated
that the RELAY covername had been changed to SERB with the NSA footnote
stating, “RELAY has been tentatively identified as Morton Sobell. However, the only other reference to SERB is
in New York’s no. 50 of 11 January 1945 and would not appear to refer to
Sobell.” Finally, Venona 50, New York
KGB to Moscow, 11 January 1945, has SERB in the message and SERB is
unidentified in the NSA/FBI footnotes.
The
reasonable way to look at the identification of RELAY/SERB is to look at all
four messages, not just one. NSA/FBI
analysts had RELAY or SERB unidentified in two messages, had a third in which
RELAY is “possibly Morton Sobell” but then had a fourth in which the analysts
withdraw their tentative Sobell identification. That NSA/FBI did not conclude RELAY or SERB as Sobell is clear to
any reasonable researcher. Sobell’s
objection is a contrivance.
*************************************************************
Now
let me turn to my main topic, how documents in Russian archives allow us to
identify the real names behind some of the unidentified cryptonyms in
Venona. (I will here deal only with
cryptonyms and names found in the American traffic.)
*************************************************************
Records of the Communist International
The
records of the Communist International (Comintern) at the Russian State Archive
of Socio-Political History (RGASPI from its Russian acronym) provide the
identification for one Venona cryptonym, SON.
The cryptonym SON occurs in two Venona messages but the references to
SON were not sufficient to provide a basis for identification. SON, however, occurs in a number of
Comintern documents as the cryptonym for the head of the CPUSA’s underground
arm, Rudy Baker.
In
RGASPI’s collection of coded correspondence between the Comintern and the CPUSA
(RGASPI fond 495-184) are dozens of messages from BROTHER in Moscow with FATHER
and SON in the United States.
Annotations on these messages identify BROTHER as Georgi Dimitrov, chief
of the Comintern, and FATHER as Earl Browder, chief of the CPUSA. The identification of SON as Rudy Baker
comes in two ways. First, in these
messages SON is the head of the CPUSA’s covert arm, which Baker had taken over
in mid-1938. None of the Comintern
messages to SON occur until after Baker had been to Moscow in January 1939 and
briefed Comintern officials on his assumption of leadership over the CPUSA
secret apparatus. Further, located in a
second Comintern collection, that of Dimitrov himself, is another
document. It is from General Fitin,
head of the KGB’s foreign intelligence directorate, to Dimitrov. This May 1942 message states “We are
forwarding a telegram we received from New York addressed to you from Rudy” the
enclosed message is signed by “SON.”
The textual remarks about SON in the two Venona messages containing that
cryptonym are compatible with their being references to Rudy Baker. While one cannot be completely certain, it
is likely that the unidentified SON in two Venona messages is Rudy Baker.[6]
*************************************************************
Unidentified Cryptonyms in Venona that are Identified
in the Comintern Archive
Total: 1
SON =
Rudy Baker
*************************************************************
SON
is the only Venona cryptonym I know of to be identified from Comintern
records. Let me note, however, that
Comintern records offer corroboration of a different aspect of Venona in the
form of messages to the Comintern from General Fitin of the KGB asking for
background information on American Communists the KGB was recruiting into its
American networks. Many of these,
identified by real names, not cryptonyms, are also found in Venona.
*************************************************************
Real Names in Fitin Vetting Messages in the Comintern
Archive
in Venona under Cryptonyms or as Real Names in the
Venona Texts
Total: 13
Burns,
Paul =
Real name in Venona
Bursler,
Norman = Real name in Venona
Coplon,
Judy =
SIMA
Davis,
Marion Berdecio = LOU
Fitzgerald,
Edward J. = TED (Real name also in Venona)
Flato,
Charles = Real name in Venona
Glasser,
Harold = RUBLE (Real name also in Venona)
Horwitz,
Louis D. = Real name in VENONA
Krafsur,
Samuel = IDE
Kramer,
Charles = PLUMB (Real name also in Venona)
Magdoff,
Harry Samuel = KANT (Real name also in Venona)
Perlo,
Victor = RAIDER (Real name also in Venona)
Wheeler,
Donald = IZRA (Real name also in Venona)
*************************************************************
KGB Archives, Cryptonyms, and the Dmitrii Volkogonov
Papers
General
Dmitrii Volkogonov was chief military historian for the Soviet Army and had
unusual access to closed Soviet archives.
During research for biographies of Lenin, Stalin, and Trotsky,
Volkogonov photocopied several thousand pages of documents from collections
that are still closed even in the current post-Soviet period. In the mid-1990s Volkogonov gave his papers
to the Library of Congress. Those
documents corroborate three cryptonyms in Venona, that of KANT and TULIP, both
cryptonyms for KGB agent Mark Zborowski who engaged in anti-Trotsky work in
Europe and in the United States and the cryptonym POLECATS for
Trotskyists. Volkogonov copied the
documents confirming these cryptonyms at the Central Archive of the Federal
Security Service of the Russian Federation (TsAFSBRF) successor to the internal
arm of the KGB.
*************************************************************
Cryptonyms
and real identities that are identical in Venona with Volkogonov’s KGB
Documents
Total: 3
KANT =
Zborowski, Mark
POLECATS =
Trotskyists
TULIP =
Zborowski, Mark
*************************************************************
The KGB Archives, Cryptonyms, and The Haunted Wood
The
next source of true names behind unidentified Venona cryptonyms I would like to
turn to is The Haunted Wood: Soviet Espionage in America -- The Stalin Era
(1999) authored by the American historian Allen Weinstein and Alexander
Vassiliev, a former KGB officer.[7] As background, after the collapse of the
USSR, the Russian Intelligence Service (SVR), successor to the foreign
intelligence arm of the KGB, shaken by the end of the Soviet order and in need
of cash, made a deal with Western publishers to partner a Western author and a
Russian with a KGB background to write on certain topics. The Russian coauthor was able to examine the
KGB’s archives to extract selected documents on specified topics. Once the SVR regained its footing in the new
Russian state in the mid-1990s, this arrangement ended and closed the small
window that had opened on the KGB archive.
Nonetheless, from the earlier opening, limited as it was, four books
emerged, including The Haunted Wood.
The
Haunted Wood quotes and cites a
number of KGB documents that provide cryptonyms and real names. (The Haunted Wood, one should note,
covered the 1930s as well as the 1940s, so only a segment of the book overlaps
directly with Venona.) The first thing
that must be noted is the large number of cryptonym -- real name parings that
are identical in the two sources.
*************************************************************
Cryptonyms and real identities that are identical in
Venona with The Haunted Wood
Total: 74
ABRAM
(ABRAHAM)[8] =
Soble, Jack
ACORN =
Gold, Bella
ADAM =
Getsov, Eva
AILERON (ELERON)
= Silverman, Abraham George
ALBERT =
Akhmerov, Iskhak
ALES =
Hiss, Alger
ALEXSEY =
Yatskov, Anatoly
ANT =
Heineman, Kristal Fuchs
ANTENNA =
Rosenberg, Julius
ANTON =
Kvasnikov, Leonid
ARNO =
Gold, Harry
BECK =
Kurnakov, Sergei
BLERIOT (BLERIO)
= Stanaslav Shumovsky
BUMBLEBEE =
Greenglass, David
CALIBER =
Greenglass, David
CAMP-2 =
Los Alamos
CAPTAIN =
Franklin D. Roosevelt
CAREFUL =
Joseph, Julius
CHARLES =
Fuchs, Klaus
CLEVER
GIRL (MISS WISE) =
Bentley, Elizabeth
CONSTRUCTOR =
Brothman, Abraham
CZECH =
Soble, Jack
DEPUTY =
Henry Wallace[9]
DIR
(Dear) = Price, Mary
DORA =
Silvermaster, Helen
ECHO =
Schuster, Bernard
ELSA =
Lowry, Helen
ENORMOUS =
Manhattan Project
FRANK =
Duggan, Laurence
FROST =
Morros, Boris
GENNADY =
Ovakimyan, Gaik Badelovich
GOOSE =
Gold, Harry
HARE =
Halperin, Maurice
HELMSMAN =
Browder, Earl
HOMER =
Maclean, Donald D.
IZRA
=
Wheeler, Donald
KALISTRAT =
Feklissov, Alexander
KOCH =
Lee, Duncan C.
LAWYER
= White, Harry Dexter
LIBERAL =
Rosenberg, Julius
LIZA
(LISA) = Stern, Martha Dodd
LOUIS =
Stern, Alfred
LUKA =
Pastelnyak, Pavel (Pavel Klarin)
MAKSIM =
Zarubin, Vasily [Zubilin, Vasily)
MAYOR
(MER) = Akhmerov, Iskhak
METER =
Barr, Joel
MLAD
[YOUNGSTER] = Hall, Theodore Alvin
MYRNA =
Bentley, Elizabeth
NABOB =
Morgenthau, Henry, Jr.
NEEDLE =
York, Jones Orin
OLD
MAN =
Leon Trotsky
PAGE =
Currie, Lauchlin
PAL =
Silvermaster, Nathan Gregory
PICK =
Coe, Frank
PILOT =
Ullmann, William Ludwig
POLO =
Ullmann, William Ludwig
PRINCE =
Duggan, Laurence
RAIDER (RAID)
= Perlo, Victor
REST =
Fuchs, Klaus
RICHARD = White, Harry Dexter
ROBERT =
Silvermaster, Nathan Gregory
RUBLE =
Glasser, Harold
SERGEI =
Pravdin, Vladimir
SIMA =
Coplon, Judith
SOUND =
Golos, Jacob
STAR
[OLDSTER] = Sax, Saville
TED =
Fitzgerald, Edward J.
TULIP =
Zborovsky, Mark
TVEN =
Semenov, Semen Markovich
VADIM =
Gorsky, Anatoly
VARDO =
Zarubina, Elizabeth
WASP =
Greenglass, Ruth
X =
Katz, Joseph
ZHENYA =
Sonia Gold
*************************************************************
The
corroboration of these seventy-four cryptonyms between Venona and The
Haunted Wood is impressive and reinforces one’s confidence in the
reliability of both sources. But, of
course, what of those unidentified cryptonyms in Venona? The Haunted Wood yields the real
identities of fifteen unidentified cryptonyms in Venona.
*************************************************************
Unidentified Cryptonyms in Venona that are Identified
with Real Names in The Haunted Wood
Total: 15
BERG =
Koral, Alexander
CHAP =
Franklin, Zalmond
CHROME
YELLOW = Brothman, Abraham
COLLEAGUE =
Joseph, Mrs. Julius (Bella)
LESLEY =
Cohen, Lona
MOLE =
Kramer, Charles
MUSE =
Tenney, Helen
NELLY =
Lowry, Helen
RAMSAY =
Hiskey, Clarence
REDHEAD =
Massing, Hede
RUFF =
Neumann, Franz
SAX =
Adler, Solomon
STORM =
Peters, Joseph
TAN =
Harry Magdoff
VOLUNTEER =
Cohen, Morris
*************************************************************
Most
of real names behind cryptonyms newly identified in The Haunted Wood are
familiar to historians. Brothman,
Tenney, Joseph, Tenney, Magdoff, and Adler were all identified by Elizabeth
Bentley as participants in her espionage networks. Klehr and I discussed Morris and Lona Cohen’s participation in
Soviet espionage in The Secret World of American Communism, and their
activities were more thoroughly examined in Bombshell: the Secret Story of
America's Unknown Atomic Spy Conspiracy, authored by Albright and Kunstel.[10] (This latter book also supplied
identification for the VOLUNTEER cryptonym.)
Whittaker Chambers discussed Joseph Peters’ role in Soviet espionage and
Hede Massing was a KGB defector. Army
counter-intelligence had observed Clarence Hiskey, then a chemist working in
the Manhattan Project, meeting with a GRU agent in 1943 and dealt with the
problem by having him drafted and assigned to duties in Alaska. The FBI had identified Koral as a Soviet
courier, and when confronted he made a partial confession. Franklin was a new name, at least to me, but
he appears to have chiefly worked as a courier.
Franz
Neumann, a left-wing German exile who worked at the OSS was a bit of a
surprise. Neumann was little known in
the United States except among political theorists who were impressed by his
analysis on Nazi totalitarianism in his 1942 book, Behemoth: the Structure
and Practice of National Socialism.[11] Neumann, however, was a major figure in
post-World War II German intellectual life, particularly among socialists,
where he was a leading revisionist Marxist.
Neumann was known in the post-war era, however, as an opponent of Soviet
communism, which makes his identification as a Soviet source in the OSS
initially surprising. When one looks
back on Neumann’s political history, however, this episode makes more
sense. In the 1930s Neumann had been a
young left-wing militant in the German Social Democratic Party who hoped for a
blending of German Social Democratic traditions with communism. When he returned to Germany after World War
II he attempted to promote a merger of the two movements, but after observing
the brutal suppression of the SPD by Communists in the Soviet zone of
occupation, he abandoned his notion that democratic socialism could be combined
with communism and supported maintaining SPD independence of communism.
Let
me also note, by the way, that The Haunted Wood refers to a number of
persons by cryptonyms but does not provide a real name for that person. In thirteen cases, Venona provides the real
name for an unidentified acronym in The Haunted Wood.
*************************************************************
Unidentified Cryptonyms in The Haunted Wood
that are Identified with Real Names in Venona
Total: 13
ART =
Koral, Helen
BLACK =
Black, Thomas
BLIN =
Stone, Isidor Feinstein
CONDENSER =
Richardson, Kenneth
JULIA =
Khlopkova, Olga
GNOME =
Perl, William
NAZAR =
Shudenko, Stepan Nikolaevich
SATYR =
Sylvia Lorraine Callen Doxsee
SLAVA =
Wolston, Ilya Elliott
TALENT =
Malisoff, William M.
TULIP =
Mark Zborowski
YAKOV =
Perl, William
ZORA =
Wovschin, Flora Don
*************************************************************
There
is one instance where an identification of a cryptonym in Venona and The
Haunted Wood are in conflict. In
Venona the cryptonym ARENA is identified as Mary Price. The Haunted Wood, however, while not
providing a real name, described ARENA’s background in some detail, noting, for
example that that ARENA was male and worked for the U.S. Civil Service
Commission and then obtained a commission in U.S. Navy in 1943, all of which
would exclude Mary Price.
ARENA
appears in Venona 984 KGB New York to Moscow, 23 June 1943 and is
unidentified. In Venona 588 KGB New
York to Moscow, 29 April 1944, ARENA appears and is footnoted as Mary
Price. ARENA is also in Venona 769-771
KGB New York to Moscow, 30 May 1944 as Mary Price.
In
The Haunted Wood ARENA is cited to documents dated in November 1944,
June 1945, and November 1945. It is
possible that there is no real conflict, that ARENA was Mary Price earlier but
in late 1944 and 1945 the cryptonym ARENA was shifted to the person described
in The Haunted Wood. However, on
reviewing the discussion of ARENA in The Haunted Wood I am inclined to
think that in this one instance Venona was wrong.
*************************************************************
Cryptonyms Identified in the Gorsky Memo that
Contradict Venona identifications
Total: 1
ARENA =
Price, Mary [Venona]
ARENA =
Unidentifed male [The Haunted
Wood]
*************************************************************
The KGB Archives, Cryptonyms, and Alexander Vassiliev’s
Notes
The
real names and cryptonyms used in The Haunted Wood were based upon
quotations and summary extracts Alexander Vassiliev made of files from the KGB
archive. However, only a portion of
Vassiliev’s notes was used in The Haunted Wood. Several pages of those unused notes were
entered into evidence in Vassiliev v Frank Cass & Co Ltd., a 2003
libel case in the United Kingdom. This
is a case that Vassiliev brought against John Lowenthal, a fierce defender of
Alger Hiss and his attorney for many years.
Lowenthal had some very unkind things to say about Vassiliev in an
essay, “Venona and Alger Hiss,” published in the journal Intelligence and
National Security, and Vassiliev responded with a libel action.
I
obtained a few of these pages, encompassing Vassiliev’s notes on a single
document, earlier this year from Eduard Mark, a historian who’s “Who was
‘Venona’s ‘Ales’? Cryptanalysis and the Hiss Case,” also published in
Intelligence and National Security, which responded to John Lowenthal’s
earlier article.[12] Mark had obtained the notes from David
Lowenthal, the brother of the then deceased John Lowenthal. Vassiliev’s notes are in handwritten
Russian, and two colleagues of mine at the Library of Congress transcribed the
notes into printed Russian Cyrillic and translated them into English. I placed all of this on the web at: <
http://www.johnearlhaynes.org/page48.html >
Vassiliev’s
notes extract a 1948 memo by Anatoly Gorsky.
The memo, “Failures in the U.S.A. (1938-48),” is a remarkable
document. First, just the sheer volume
of paired cryptonyms and real names is astounding, ninety-seven. Second, equally impressive is the
identification of Americans who assisted Soviet espionage, seventy-eight. Third, it allows the identification of a
number of cover names found in the deciphered Venona messages that could not be
connected to real names by NSA/FBI analysts.
Fourth, it reinforces the view that Soviet espionage in the United
States took a heavy blow immediately after World War II with the defection of
Elizabeth Bentley and others. Fifth,
while the credibility of Whittaker Chambers and Elizabeth Bentley has been
amply corroborated by other evidence, and the Gorsky memo adds just an
additional bit, the credibility of Louis Budenz and Hede Massing was not as
ample; here the Gorsky memo, consequently, is of greater weight.
One
point to be kept in mind: these are Alexander Vassiliev’s notes
on Gorsky’s memo entitled “Failures in the U.S.A. (1938-48).” The original is still held in a closed
archive and Vassiliev’s notes are all that is available. Obviously, one would prefer to have the
original, but that option is not at present available. Historians must work with what is available,
not with what one would like to be available.
The
Gorsky memo is dated December 1948. In
the autumn of 1947 the Soviet government reorganized its foreign intelligence
agencies. What historians usually refer
to as the KGB (and its institutional predecessors MVD, MGB, NKGB, NKVD, OGPU,
GPU, Cheka) was then the foreign intelligence directorate of the MGB, Ministry
of State Security. In the fall of 1947
the MGB foreign intelligence directorate was combined with the foreign
intelligence arm of Soviet military intelligence (GRU, Glavnoye
Razvedyvatelnoye Upravleniye or Chief Intelligence Directorate of the Soviet
General Staff) to form an entirely new combined agency, the Committee of
Information or KI. The MGB remained as
a separate agency but with only domestic responsibilities. The new KI not only combined the human
intelligence arms of the former MGB and GRU, it also combined the MGB’s Fifth
(cipher) Directorate with the GRU’s cipher arm to form the Seventh Department
of the KI.
The KI was not, however, a happy merger. The Soviet military argued strongly that it
needed a dedicated foreign military intelligence agency as well as a
battlefield intelligence arm. In the
summer of 1948 the military personnel in KI were returned to the Soviet
military to reconstitute a foreign military intelligence arm of the GRU but
under guidelines to stick strictly to military matters. KI sections dealing with the new Soviet
dominated Eastern European regimes as well as Soviet émigrés were returned to
the MGB in late 1948. Finally, in 1951
the KI’s foreign intelligence functions were returned to the MGB, and the
latter evolved into the KGB in 1954.
The point here is that at the time Gorsky
wrote this memo Soviet intelligence organization was in flux. The Gorsky memo is a Committee of
Information memo, a memo of an agency that had been created with a mandate of
combine and coordinating all Soviet intelligence and briefly did control both
GRU and what became the KGB.
The memo’s author, Anatoly Veniaminovich
Gorsky, joined the predecessor to the KGB in 1928 and worked in its internal
political police section until he transferred to foreign intelligence in 1936. He became deputy chief of the KGB’s station
in London in 1936 and chief in 1940. In
this position he managed the “Cambridge Five” and the initial KGB penetration
of the British atomic bomb project. He
returned to the USSR in 1944 for work at the central KGB headquarters but was
then hastily sent to Washington to become chief of the KGB station in the U.S.
after the sudden recall of Vasily Zubilin.
In the U.S. Gorsky, using the name Anatoly Gromov, officially held a
position as a senior Soviet diplomat at the Soviet embassy in Washington. He returned to Moscow in 1947 to take a
supervisory position in foreign intelligence and in 1953 shifted to internal
security work. He attained the rank of
colonel and was awarded the Orders of the Red Banner, the Red Banner of Labor, Badge
of Honor, and the Red Star.
Vassiliev’s notes do not state the context
for Gorsky preparing this memo in late 1948.
The subject, however, is clear.
The five lists of groups are preceded with the title “Failures in the
U.S.A. (1938-48),” and there is no doubt that Soviet espionage in the United
States took sever blows from a series of defections. The groups are not listings of espionage networks, although
several networks such as the Silvermaster and Perlo apparatuses managed by
Elizabeth Bentley and Whittaker Chambers’ own network are encompassed. Rather, the groups are lists of Americans
who cooperated with Soviet intelligence as well as the Soviet intelligence
officers who worked with them who were compromised or likely compromised by a
defector (Whittaker Chambers, Elizabeth Bentley, Louis Budenz, and Hede
Massing) and an agent who broke under FBI interrogation (Alexander Koral).
But
what I am talking about today is cryptonyms and real names, and here the Gorsky
memo is truly an amazing list because it provides ninety-five real names and
cryptonyms pairings.
So,
let us look at how the Gorsky memo corroborates Venona.
*************************************************************
Cryptonyms Identified in the Gorsky Memo that Match
Venona identifications
Total: 42[13]
ACORN =
Bella Gold
ADAM =
Eva Getsov [Rebecca Getzoff]
AILERON =
Abraham George Silverman
ALBERT =
Iskhak Abdulovich Akhmerov
ALEXEY
[ALEKSEY] = A. A. Yatskov
ART =
Helen Koral
BERG =
Alexander Koral
BOB =
Robert Menaker
CAUTIOUS =
Julius Joseph
CHAP =
Franklin Salmond [Zalmond Franklin]
DIR
[DEAR] = Mary Price
ECHO =
Bernard Schuster
ELZA
(ELSA) = Akhmerova [Helen Lowry]
EXPRESS
MESSENGER = Richard Setaro
GENNADY =
Gaik Badelovich Ovakimian.
HARE =
Maurice Halperin
INFORMER =
Joseph Katz
IZRA =
Donald Wheeler
JULIA = O.
V. Shimmel[14]
KOCH =
Duncan Lee
MYRNA =
Elizabeth Bentley
PAGE =
Lauchlin Currie
PAL =
Gregory Silvermaster
PEAK =
Frank Coe
PILOT =
Ludwig Ullmann
PRINCE =
Laurence Duggan
RAID
[RAIDER] = Victor Perlo
RICHARD =
Harry White
ROBERT =
Gregory Silvermaster
RUBLE =
Harold Glasser
SATYR =
Sylvia Caldwell [Sylvia Callen]
SERGEI =
Vladimir Pravdin
SHAH = K.
A. Chugunov
SOUND =
Jacob Golos
STOCK =
Mikhail A. Shaliapin
TED =
Edward Fitzgerald
TWAIN = S.
M Semenov
VADIM =
Anatoly Gorsky
VARDO = E.
Y. Zarubina
VIM =
Lauchlin Currie
X =
Joseph Katz
ZHENYA =
Sonya Gold
*************************************************************
Cryptonyms Identified in the Gorsky Memo that Supply
Identifications for Cryptonyms that are Unidentified in Venona
Total: 18 / 21
CHARLIE =
Cedric Belfrage[15]
CORA =
Emma Phillips
DAN =
Stanley Graze
FLORA =
Ruth Rivkin
GOR
[HOR?] = Joseph Gregg
HURON =
Byron T. Darling
MIRAGE =
Robert Miller
MOLE =
Charles Kramer
MON =
Bernard Redmont
MUSE =
Helen Tenney
REDHEAD =
Hede Gompertz [Gumperz] [Hede
Massing]
RUFF =
Franz Neumann
SAX =
Solomon Adler
SISKIN =
Eduardo Pekino [Pequeño?]
SMART =
Elliot Goldberg
STORM =
Joseph Peters
TAN =
Harry Magdoff
TEACHER =
Melamed [cover name has female ending]
There
are three other cryptonym identifications that flow logically from these
seventeen for a total of twenty. The
Gorsky memo’s identification of CORA as Emma Phillips not only provides
identification of an unidentified cover name in Venona, “CORA,” it also provides
identification of two other unidentified cryptonyms, AMPERE and ROY. The Venona cables about AMPERE and ROY
identify him as CORA’S husband. The
identification of HURON as Byron Darling also supplies an identification for
the unidentified Venona cryptonym ERNEST in as much as in October 1944, the
HURON cryptonym was changed to EARNEST, only to be changed back to HURON in
February 1945 for reasons that are not clear.
AMPERE = Phillips, husband of Emma Phillips
ERNEST = Darling, Byron
ROY = Phillips, husband of Emma Phillips
******************************************************************
As with
those of THE HAUNTED WOOD, most of the real names supplied by the Gorsky memo
for unidentified cryptonyms in Venona are know from other sources to have been
associated with Soviet espionage.
Elizabeth Bentley testified about the role of Belfrage, Gregg, Miller,
Kramer, Redmont, Rivkin, Tenney, Adler, and Magdoff in spying for the
USSR. Whittaker Chambers wrote of
Peters’ role as head of the CPUSA covert apparatus and liaison to Soviet
intelligence, Hede Massing was a KGB defector, and Neumann I discussed in
regard to THE HAUNTED WOOD. I know
nothing about Pekino, Goldberg, or Melamed.
The
most interesting identification here is that HURON. HURON was an unidentified Soviet scientific source in Venona
assigned at one point to contact Manhattan project physicists and to carry out
other tasks related to atomic espionage.
Because of his involvement with atomic espionage, HURON’s real identify
has been of considerable interest. Who
was Byron Darling? Byron Thorwell
Darling received a Ph.D in physics at the University of Wisconsin in 1939. He was a research physicist at the U.S.
Rubber company, Detroit, from 1941-46 and a consultant to U.S. Office of
Scientific Research & Development in 1944.
In 1953 he was an associate professor of physics as well as working on a
U.S. Air Force research contract at Ohio State University. At that time he refused to answer question
about CPUSA ties when testifying before the House Committee on Un-American
Activities and was fired by Ohio State.
He then moved to Canada and taught at Laval University. Darling has been portrayed in several books
popular in the academic world as an innocent victim of McCarthyism.[16] Instead he was a Soviet spy.
******************************************************************
Cryptonyms Identified in the Gorsky Memo that
Contradict Venona identifications
Total: 1
ARENA = Price, Mary
[Venona]
ARENA = Graze, Gerald [Gorsky Memo]
I
already discussed the matter of ARENA and Mary Price in regard to THE HAUNTED
WOOD. But in the latter ARENA was not
identified. The Gorsky memo supplies a
real name, Gerald Graze. And note that
the Gorsky memo also supplied a real name for another cryptonym, Stanley Graze,
Gerald’s brother. Specialists in the
field also know the Graze brothers.
Both were on Robert Lee’s circa 1947 list of unresolved security risk
cases at the U.S. Department of State.
The Lee list was likely the basis for Senator Joseph McCarthy’s 1950
list of what he claimed were Communists in the State Department. James Burnham named Stanley Graze as part of
what he called the “web of subversion” in the U.S. government.[17] In 1952, Stanley Graze, citing his right to
refuse to provide testimony that might subject him to criminal prosecution,
refused to answer questions before the Senate Subcommittee on Internal Security
about having been secret Communist Party members or ever having engaged in
espionage. At that time he worked for
the United Nations.
******************************************************************
Now I
would like to briefly note some likely identifications of real names behind
unidentified Venona cryptonyms as well as corroborations of real names behind
cryptonyms provided by Venona, all of which appear to be based on Russian
archival sources.
Additional Real Names Provided for Unidentified Venona
Cryptonym
Total: 3
ARTHUR (ARTUR)
= Grigulivich, Iosif[18]
LESLEY = Cohen, Lona[19]
VOLUNTEER
= Cohen, Morris[20]
******************************************************************
A Summary
So,
where does that leave us? Soviet
archives have corroborated the real names attached to eighty-eight cryptonyms
in Venona
Corroborated
Total: 88
ABRAM = Soble, Jack
ACORN = Gold, Bella
ADAM = Getsov, Eva
AILERON = Abraham George Silverman
ALBERT = Akhmerov, Iskhak
ALES = Hiss, Alger
ALEXSEY = Yatskov, Anatoly
ANT = Heineman, Kristal Fuchs
ANTENNA = Rosenberg, Julius
ANTON = Kvasnikov, Leonid
ARNO = Gold, Harry
ART = Helen Koral
ARTHUR (ARTUR)
= Grigulivich, Iosif
BECK = Kurnakov, Sergei
BERG = Alexander Koral
BOB = Robert Menaker
BUMBLEBEE
= Greenglass, David
CALIBER = Greenglass, David
CAMP-2 = Los Alamos
CAPTAIN = Roosevelt, Franklin D.
CAREFUL = Joseph, Julius
CAUTIOUS
= Julius Joseph
CHAP = Franklin Salmond [Zalmond Franklin]
CHARLES = Fuchs, Klaus
CLEVER GIRL
(MISS WISE) = Bentley, Elizabeth
CONSTRUCTOR
= Brothman, Abraham
CZECH = Soble, Jack
DIR [DEAR]
= Price, Mary
DORA = Silvermaster, Helen
ECHO = Schuster, Bernard
ELSA = Lowry, Helen
ENORMOUS
= Manhattan Project
EXPRESS MESSENGER
= Richard Setaro
FRANK = Duggan, Laurence
FROST = Morros, Boris
GENNADY = Ovakimyan, Gaik Badelovich
GOOSE = Gold, Harry
HARE = Halperin, Maurice
HELMSMAN
= Browder, Earl
HOMER = Maclean, Donald D.
INFORMER
= Joseph Katz
IZRA = Wheeler, Donald
JULIA = O. V. Shimmel
KALISTRAT
= Feklissov, Alexander
KANT = Zborowski, Mark
KOCH = Lee, Duncan C.
LAWYER =
White, Harry Dexter
LIBERAL = Rosenberg, Julius
LIZA = Stern, Martha Dodd
LOUIS = Stern, Alfred
LUKA = Pastelnyak, Pavel (Pavel Klarin)
MAKSIM (MAXIM)
= Zarubin, Vasily [Zubilin,
Vasily)
MANHATTAN PROJECT
= Enormous
MAYOR (MER)
= Akhmerov, Iskhak
METER = Barr, Joel
MLAD [YOUNGSTER]
= Hall, Theodore Alvin
MYRNA = Bentley, Elizabeth
NABOB = Morgenthau, Henry, Jr.
NEEDLE = York, Jones Orin
OLD MAN = Trotsky, Leon
PAGE = Currie, Lauchlin
PAL = Silvermaster, Nathan Gregory
PICK = Coe, Frank
PILOT = Ullmann, William Ludwig
POLCATS = Trotskyists
POLO = Ullmann, William Ludwig
PRINCE = Duggan, Laurence
RAIDER
(RAID) = Perlo, Victor
REST = Fuchs, Klaus
RICHARD = White, Harry Dexter
ROBERT = Silvermaster, Nathan Gregory
RUBLE = Glasser, Harold
SATYR = Sylvia Caldwell [Sylvia Callen]
SERGEI = Pravdin, Vladimir
SHAH = K. A. Chugunov
SIMA = Coplon, Judith
SOUND = Golos, Jacob
STAR [OLDSTER]
= Sax, Saville
STOCK = Mikhail A. Shaliapin
TED = Fitzgerald, Edward J.
TULIP = Zborovsky, Mark
TVEN
(TWAIN) = Semenov, Semen Markovich
VADIM = Gorsky, Anatoly
VARDO = Zarubina, Elizabeth
VIM = Lauchlin Currie
WASP = Greenglass, Ruth
X = Katz, Joseph
ZHENYA = Sonya Gold
******************************************************************
Soviet
archives have also provided real names for twenty-nine cryptonyms that were
unidentified in Venona.
Identified
Total: 29
AMPERE = Phillips, husband of Emma Phillips
BERG = Koral, Alexander
CHAP = Franklin, Zalmond
CHARLIE = Belfrage, Cedric
CHROME YELLOW
= Brothman, Abraham
COLLEAGUE
= Joseph, Mrs. Bela
CORA = Phillips, Emma
ERNEST = Darling, Byron
FLORA = Rivkin, Ruth
GOR [HOR?]
= Gregg, Joseph
HURON = Darling, Byron
LESLEY = Cohen, Lona
MIRAGE = Miller, Robert
MOLE = Kramer, Charles
MON = Redmont, Bernard
MUSE = Tenney, Helen
NELLY = Lowry, Helen
RAMSAY = Hiskey, Clarence
REDHEAD = Massing, Hede
ROY = Phillips, husband of Emma Phillips
RUFF = Neumann, Franz
SAX = Adler, Solomon
SISKIN = Pekino, Eduardo
SMART = Goldberg, Elliot
SON = Baker, Rudy
STORM = Peters, Joseph
TAN = Magdoff, Harry
TEACHER = Melamed
VOLUNTEER
= Cohen, Morris
******************************************************************
Soviet
archival documents disagree with Venona only on the real name behind a single
cryptonym.
Total: 1
Arena = Price, Mary
[Venona]
Arena = Graze, Gerald [The Haunted Wood and Gorsky’s 1948 memo]
END
Return
to Responses, Reflections and Occasional Papers
[1]. D.M. Ladd to Director, subj: espionage, 16 October 1950.
[2]. John Earl Haynes and Harvey Klehr, Venona: Decoding Soviet Espionage in America (New Haven: Yale University Press [Nota Bene], 2000).
[3]. Amy Knight, “Hiss/ALES,” H-Diplo, 4 February 2004, < http://h-net.msu.edu/cgi-bin/logbrowse.pl?trx=lm&list=H-Diplo >.
[4]. Eduard Mark, “Who Was ‘Venona’s ‘Ales?’ Cryptanalysis and the Hiss Case,” Intelligence and National Security 18, no. 3 (Autumn 2003); John Earl Haynes and Harvey Klehr, In Denial: Historians, Communism, and Espionage (San Francisco, CA: Encounter Books, 2003).
[5]. Morton Sobell, “An Examination of the Authenticity of the Venona ‘Intercepts’” (2002).
[6]. Fitin to Dimitrov, 22 May 1942, RTsKhIDNI 495-74-484. The Venona messages with Son/Baker are Venona 1043 KGB New York to Moscow, 25 July 1944; 1286 KGB New York to Moscow, 8 September 1944.
[7]. Allen Weinstein and Alexander Vassiliev, The Haunted Wood: Soviet Espionage in America--the Stalin Era (New York: Random House, 1999).
[8]. Venona translates the cryptonym as ABRAM while Weinstein and Vassiliev use ABRAHAM. After reviewing the references, I believe the cryptonym is the same in both cases, and the difference is one of decoding and translating the Russian.
[9]. In Venona, DEPUTY is noted as either Henry Wallace or Harry Hopkins.
[10]. Harvey Klehr, John Earl Haynes, and Fridrikh Igorevich Firsov, The Secret World of American Communism (New Haven: Yale University Press, 1995); Joseph Albright and Marcia Kunstel, Bombshell: The Secret Story of America’s Unknown Atomic Spy Conspiracy (New York: Times Books, 1997).
[11]. Franz Leopold Neumann, Behemoth: The Structure and Practice of National Socialism (New York, NY: Oxford University Press, 1942).
[12]. John Lowenthal, “Venona and Alger Hiss,” Intelligence and National Security 15, no. 3 (Autumn 2000): 98–130; Mark, “Who Was ‘Venona’s ‘Ales?’.”
[13]. To this total for some purposes one would add, for a total of 43, Allan Rosenberg who occurs in the clear with no cover name in Venona as well as here in the Gorsky memo but with a crytonym.
[14]. Julia occurs in Venona in a number of messages as the cover name of Olga Khlopkova, a Soviet consulate staff member and KGB operative. O. V. Shimmel may be the real name of Khlopkova (note the same first initial).
[15]. The CHARLIE messages in Venona are highly compatible with Belfrage. Belfrage is also identified in Venona under an unbroken cryptonym.
[16]. Darling is portrayed as an innocent victim of irrational anticommunism in David Caute, The Great Fear: The Anti-Communist Purge Under Truman and Eisenhower (New York: Simon and Schuster, 1977) and in Ellen Schrecker, No Ivory Tower: McCarthyism and the Universities (New York: Oxford University Press, 1986).
[17]. James Burnham, The Web of Subversion: Underground Networks in the U. S. Government (New York: J. Day Co., 1954).
[18]. Christopher M. Andrew and Vasili Mitrokhin, The Sword and the Shield: The Mitrokhin Archive and the Secret History of the KGB (New York: Basic Books, 1999).
[19]. Albright and Kunstel, Bombshell.
[20]. Albright and Kunstel, Bombshell.